Ethics & Responsibility
Professionally serving our clients
We are strongly committed to complying with regulatory requirements and upholding ethical business practices. Our suitability review process is designed to identify and discourage the inappropriate sale of our products. We review all new applications and consistently monitor pre/post issue activity to ensure compliance with suitability standards, state regulations and company policy.
I'm looking for quick answers to annuity suitability questions that may be easy to find.
How do you evaluate non resident sales?
Understand the requirements imposed by the NAIC model law on suitability for all annuity transactions.
Learn the official company position on suitability.
Read how we evaluate the replacement of life insurance and annuity contracts.
Receive an upfront answer as to whether your client's annuity app will meet Nassau's suitability standards.
Avoid common mistakes when submitting business for review.
DOL Fiduciary Rule
Access information about satisfying Prohibited Transaction Exemption (PTE) requirements and Nassau transition rules.