Ethics & Responsibility
Professionally serving our clients
We are strongly committed to complying with regulatory requirements and upholding ethical business practices. Our suitability review process is designed to identify and discourage the inappropriate sale of our products. We review all new applications and consistently monitor pre/post issue activity to ensure compliance with suitability standards, state regulations and company policy.
Model Reg #275
Learn more about this best interest standard for annuity recommendations and its disclosure obligations.
Read the FAQ
Model Law
Understand the requirements imposed by the NAIC model law on suitability for all annuity transactions.
Instant Decision
Receive an upfront answer as to whether your client's annuity app will meet Nassau's suitability standards.